Compliance Solutions for Regulated Firms
We partner with regulated firms and emerging financial services providers to deliver comprehensive compliance solutions that keep you audit-ready, regulator-aligned, and focused on growth.
Our advisory and resource services support financial institutions through every stage of the compliance lifecycle - from policy design to post-implementation optimisation and monitoring. Each service can be delivered independently or as part of a full end-to-end program.
Regulatory Framework & Gap Assessment
We conduct in-depth assessments of your current compliance controls, operational workflows and policies, and regulatory obligations to identify gaps against regulatory frameworks relevant to your business.
Our specialists can provide:
Current State Maturity
We can review your current compliance programme mapping rules, risks, controls, 1LoD, 2LoD, and 3LoD to ensure this has stood the test of evolving regulatory requirements and business expansion.
Gap Analysis
Deliver a gap analysis across processes, tools, and controls providing a risk-based prioritisation and remediation roadmap.
Outcome Focused
Translate regulatory expectations and business needs into a practical future-state operating model, risk and control taxonomy, workflows aligned to the Three Lines of Defence, and detailed risk based prioritisation requirements.
Strategic Advisory
Act as trusted advisor, offering strategic insight informed by deep market expertise.
Policies & Procedures Development
We craft, review, or enhance your internal compliance documentation to meet regulatory expectations and operational needs.
Ongoing Compliance Monitoring & Testing
Proactive oversight that supports decision-making and regulatory readiness.
Periodic Review Programme
We design and implement structured monitoring programmes to test and evaluate your adherence to key regulatory requirements based on assessed risk factors.
Thematic Monitoring
We design and implement structured thematic reviews for firms wishing to test compliance monitoring programmes in greater depth.
Issue Management and Remediation
We design and implement structured remedial action plans to ensure the issues identified undergo root cause analysis and assist in the implementation of corrective action plans.
Regulatory Advisory & Financial Crime Oversight
Practical guidance across the full regulatory landscape: We provide ongoing expert support to help your firm interpret, apply, and operationalise regulatory requirements across all areas of your business. From strategic change and new products to day-to-day compliance questions, our advisors help you make confident, regulator-aligned, and commercially risk-aware decisions.
Regulatory Change and Advice
Undertake Regulatory Change impact analysis across all applicable regimes or provide advice on current obligations.
Financial Crime Collaboration
Collaborate with all relevant teams to ensure nuanced financial crime requirements and processes are understood and met or carry out such processes on your behalf.
Resourcing
Support your firm during busy times by providing individual resources on a contract or secondee basis to meet regulatory resourcing requirements and needs.
GRC SaaS Selection & Implementation Services
Provide assistance to ensure rollout of the system is successful, and no issues are missed during the implementation.
Outsource Provider Review
Where processes are outsourced firms remain responsible for the output. Linked Compliance can carry out independent review to ensure regulatory expectations and agreed SLA's are being met.
Other Services
We are happy to discuss your business needs to create a bespoke service offering to meet your requirements.